SENIOR COMPLIANCE DIRECTOR
Mrs. Erickson is AE Industrial’s Senior Compliance Director. She collaborates with the CCO to manage and review the firm’s compliance activities. She has over 25 year of experience in the financial services industry. Prior to joining AE Industrial in 2019, Mrs. Erickson was Chief Compliance Officer and Chief Operating Officer of Eaton Partners where she contributed significantly to implementing, reviewing and supervising the firms compliance and operational activities. Prior to Eaton she was an assistant at the law firm of Brody Wilkinson where she coordinated and handled all legal matters that included mergers and acquisitions, corporate employment, and pension plans. In addition to her legal background, Mrs. Erickson previously worked at Walter C. King Associates, providing assistance in financial planning and corporate tax returns. Mrs. Erickson received her BS in Office Administration from New Hampshire College and holds Series 7, 63, and 24, licenses with FINRA.